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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-24
NC RA APPROVED 2022-02-14
  • TX RA
    APPROVED
    Since 2022-05-24
  • NC RA
    APPROVED
    Since 2022-02-14

Branch Locations

7632 Norman Island Dr, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Charlotte NC 09/2014 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 09/2021
Wells Fargo Bank, Na Charlotte NC 09/2021 02/2022
Raymond James Financial Services Huntersville NC 02/2022 Present
Raymond James Financial Services Advisors Huntersville NC 02/2022 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors
    Charlotte, NC
  • 11/2016 → 09/2021
    Charlotte, NC
  • 09/2021 → 02/2022
    Wells Fargo Bank, Na
    Charlotte, NC
  • 02/2022 → Present
    Raymond James Financial Services
    Huntersville, NC
  • 02/2022 → Present
    Raymond James Financial Services Advisors
    Huntersville, NC
Previous Registrations
Other Businesses

(1)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Borrower Investment Related: No Start Date: 07/01/2025 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: I entered an agreement with Dean Williamson to purchase David Coss' book for business for $500,000 to be paid over 3 years. I'm responsible for paying $250,000 of the $500,000 and I'll be making monthly payments of $6,944.44 starting 7/1/2025 and ending 6/1/2028. (2)Name of Business: LW Financial, LLC Address: 7632 Norman Island Dr, Cornelius, NC, 28031-8749, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm the president/owner of the LLC. (3)Name of Business: Williamson Wealth Group Address: 16315 Northcross Dr Ste A, Huntersville, NC, 28078-5002, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm a financial advisor that works with new and current Williamson Wealth Group clients. (4)Name of Business: Williamson Wealth Group Address: 7632 Norman Island Dr, Cornelius, NC, 28031-8749, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm a financial advisor for Williamson Wealth Group and my responsibilities range from servicing current clients to bring on new clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-20
  • S66 Uniform Combined State Law Examination
    2014-02-20
Designations
Other Names
  • Larkin Joseph Wobbe

View on SEC IAPD

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