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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-02-02
IL RA APPROVED 2026-01-29
ME RA APPROVED 2018-02-22
CO RA APPROVED 2015-12-10
NC RA APPROVED 2005-07-06
  • MI RA
    APPROVED
    Since 2026-02-02
  • IL RA
    APPROVED
    Since 2026-01-29
  • ME RA
    APPROVED
    Since 2018-02-22
  • CO RA
    APPROVED
    Since 2015-12-10
  • NC RA
    APPROVED
    Since 2005-07-06

Branch Locations

181 Church Street North, Concord, NC 28025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consolidated Planning Inc Charlotte NC 11/1998 Present
Park Avenue Securities Charlotte NC 10/2004 11/2018
Guardian Life Insurance Company Charlotte NC 10/2004 11/2018
Park Avenue Securities Llc Huntersville NC 01/2016 04/2018
Guardian Life Insurance Huntersville NC 01/2016 04/2018
Guardian Life Insurance Company Cornelius NC 11/2018 11/2019
Park Avenue Securities Cornelius NC 11/2018 11/2019
Guardian Life Insurance Concord NC 11/2019 Present
Park Avenue Securities Concord NC 11/2019 Present
  • 11/1998 → Present
    Consolidated Planning Inc
    Charlotte, NC
  • 10/2004 → 11/2018
    Park Avenue Securities
    Charlotte, NC
  • 10/2004 → 11/2018
    Guardian Life Insurance Company
    Charlotte, NC
  • 01/2016 → 04/2018
    Huntersville, NC
  • 01/2016 → 04/2018
    Guardian Life Insurance
    Huntersville, NC
  • 11/2018 → 11/2019
    Guardian Life Insurance Company
    Cornelius, NC
  • 11/2018 → 11/2019
    Park Avenue Securities
    Cornelius, NC
  • 11/2019 → Present
    Guardian Life Insurance
    Concord, NC
  • 11/2019 → Present
    Park Avenue Securities
    Concord, NC
Other Businesses

1. CONSOLIDATED PLANNING INC. (Insurance other than Guardian)-Sell life and long term care insurance products of insurance companies other than Guardian if it is in the best interest of my client,. Start: 01/01/2007, Address: 4201 Congress Street, Suite 295, Charlotte, NC, 28209, 2 bus hrs per month, Investment related, 2. Residential Rental Property - Brumley Start: 10/14/2006, Address: 105 Brumley Avenue Concord, NC 28025, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Office Building-My office is in a building I own, Start: 11/01/2019, Address: 181 Church Street North Concord, NC 28025, 160 total hour per month; 160 during securities trading hours, Investment related, No annual compensation, 4. Honor & Burn Mobile Cigars LLC, Start: 9/1/2026, Nature: Mobile cigar store, Address: 181 Church Street North Concord, NC 28025, Duties: Owner/will sell cigars at selected events such as weddings, golf outings, and have scheduled times to sell cigars on the premises of breweries and distilleries, 30 total hrs/month; 10 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-07
  • S66 Uniform Combined State Law Examination
    2005-06-07
Other Names
  • William Andrew Harris

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