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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-02-02 |
| IL | RA | APPROVED | 2026-01-29 |
| ME | RA | APPROVED | 2018-02-22 |
| CO | RA | APPROVED | 2015-12-10 |
| NC | RA | APPROVED | 2005-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Consolidated Planning Inc | Charlotte | NC | 11/1998 | Present |
| Park Avenue Securities | Charlotte | NC | 10/2004 | 11/2018 |
| Guardian Life Insurance Company | Charlotte | NC | 10/2004 | 11/2018 |
| Park Avenue Securities Llc | Huntersville | NC | 01/2016 | 04/2018 |
| Guardian Life Insurance | Huntersville | NC | 01/2016 | 04/2018 |
| Guardian Life Insurance Company | Cornelius | NC | 11/2018 | 11/2019 |
| Park Avenue Securities | Cornelius | NC | 11/2018 | 11/2019 |
| Guardian Life Insurance | Concord | NC | 11/2019 | Present |
| Park Avenue Securities | Concord | NC | 11/2019 | Present |
1. CONSOLIDATED PLANNING INC. (Insurance other than Guardian)-Sell life and long term care insurance products of insurance companies other than Guardian if it is in the best interest of my client,. Start: 01/01/2007, Address: 4201 Congress Street, Suite 295, Charlotte, NC, 28209, 2 bus hrs per month, Investment related, 2. Residential Rental Property - Brumley Start: 10/14/2006, Address: 105 Brumley Avenue Concord, NC 28025, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Office Building-My office is in a building I own, Start: 11/01/2019, Address: 181 Church Street North Concord, NC 28025, 160 total hour per month; 160 during securities trading hours, Investment related, No annual compensation, 4. Honor & Burn Mobile Cigars LLC, Start: 9/1/2026, Nature: Mobile cigar store, Address: 181 Church Street North Concord, NC 28025, Duties: Owner/will sell cigars at selected events such as weddings, golf outings, and have scheduled times to sell cigars on the premises of breweries and distilleries, 30 total hrs/month; 10 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-07 |
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