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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-09
KY RA APPROVED 2018-01-22
  • TX RA
    APPROVED
    Since 2018-03-09
  • KY RA
    APPROVED
    Since 2018-01-22

Branch Locations

101 Bullitt Ln, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville KY 08/2017 Present
Defense Finance And Accounting Service Indianapolis IN 06/2007 08/2017
Bank Of America, N.A. Louisville KY 11/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-19
  • S66 Uniform Combined State Law Examination
    2018-01-19
Other Names
  • Amanda Leanne Holley
  • Amanda Fry

View on SEC IAPD

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