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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-11
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2019-09-27
  • TX RA
    APPROVED_RES
    Since 2025-08-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2019-09-27

Branch Locations

156-33 Cross Bay Blvd, Howard Beach, NY 11414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Howard Beach NY 07/2017 Present
Citibank Brooklyn NY 10/2015 07/2017
Jpmorgan Chase Bank, N.A. Howard Beach NY 07/2017 Present
Opulent Gem Brooklyn NY 05/2023 12/2024
Swbas Brooklyn NY 07/2025 Present
  • 07/2017 → Present
    Howard Beach, NY
  • 10/2015 → 07/2017
    Citibank
    Brooklyn, NY
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Howard Beach, NY
  • 05/2023 → 12/2024
    Opulent Gem
    Brooklyn, NY
  • 07/2025 → Present
    Swbas
    Brooklyn, NY
Other Businesses

Entity Name: SWBAS Investment related: No Address: www.swbas.com Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 07/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SWBAS is a two-person partnership focused on the creation, marketing, and sale of an original family friendly card game. The game is designed to be fun for family and friends. It will be sold online on a website and Amazon. In addition to the card game, the business may offer supplemental products such as figurines and additional card packs to enhance the experience. The business has no relation to JPMC or finance. Responsibilities include operation, sales, advertising and customer support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
S63 Uniform Securities Agent State Law Examination 2017-10-11
  • S66 Uniform Combined State Law Examination
    2019-08-23
  • S63 Uniform Securities Agent State Law Examination
    2017-10-11

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