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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-11 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2019-09-27 |
Branch Locations
156-33 Cross Bay Blvd, Howard Beach, NY 11414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Howard Beach | NY | 07/2017 | Present |
| Citibank | Brooklyn | NY | 10/2015 | 07/2017 |
| Jpmorgan Chase Bank, N.A. | Howard Beach | NY | 07/2017 | Present |
| Opulent Gem | Brooklyn | NY | 05/2023 | 12/2024 |
| Swbas | Brooklyn | NY | 07/2025 | Present |
Entity Name: SWBAS Investment related: No Address: www.swbas.com Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 07/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SWBAS is a two-person partnership focused on the creation, marketing, and sale of an original family friendly card game. The game is designed to be fun for family and friends. It will be sold online on a website and Amazon. In addition to the card game, the business may offer supplemental products such as figurines and additional card packs to enhance the experience. The business has no relation to JPMC or finance. Responsibilities include operation, sales, advertising and customer support.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-11 |
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