Brian W Gallagher

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Araneo Tax And Financial
  Howard Beach, NY
• 10/2011 → Present
  Securities America, Inc
  Howard Beach, NY
• 11/2017 → Present
  Securities America Advisors
  Howard Beach, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Howard Beach, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Howard Beach, NY

Previous Registrations

• 2021-04-22 → 2024-06-14
  Securities America Advisors, Inc.
  Howard Beach, NY

Other Businesses

**BRIAN GALLAGHER POSITION: Life Insurance agent NATURE: Will sell approriate life insurance (term or whole life) and fixed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2017 ADDRESS: Araneo Tax & Financial, 164 46 Cross Bay Blvd, Howard Beach NY 11414 DESCRIPTION: sell the above products to appropriate clients. **ARANEO TAX AND FINANCIAL POSITION: tax preparer NATURE: Income Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2010 ADDRESS: 164 46 Cross Bay Blvd, Howard Beach NY 11414 DESCRIPTION: Primarily income tax return preparation and assisting clients with letters from government agencies relating to personal tax matters. **SAA POSITION: SAA NATURE: SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/15/2017 ADDRESS: 164 46 Cross Bay Blvd, Howard Beach NY 11414 DESCRIPTION: SAA

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-07-08

Designations

• Certified Financial Planner