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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-08
  • CA RA
    APPROVED
    Since 2021-06-08

Branch Locations

Phoenix, AZ • United States

1645 E Missouri Ave Suite 410, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anstett Financial San Jose CA 01/2002 Present
Hornor Townsend & Kent Inc Horsham PA 11/2010 11/2020
Penn Mutual Life Ins Co Horsham PA 10/2010 11/2020
Royal Alliance Associates, Inc. Bellevue WA 11/2020 Present
  • 01/2002 → Present
    Anstett Financial
    San Jose, CA
  • 11/2010 → 11/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 10/2010 → 11/2020
    Penn Mutual Life Ins Co
    Horsham, PA
  • 11/2020 → Present
    Royal Alliance Associates, Inc.
    Bellevue, WA
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: ANSTETT FINANCIAL | Position Held: Proprietor/Owner | Address: 1645 E MISSOURI AVE, STE 410, PHOENIX AZ 85016 | Start Date: 1989 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE, AND ANNUITIES. 2) RE INVESTMENT RENTAL POSITION: Owner/Partner NATURE: Owner/Partner/Joint Tenancy INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2010 ADDRESS: 6149 E Starlight Ridge Parkway, Lakeside AZ 85929, United States DESCRIPTION: Collect Rent 3) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PACIFIC CAPITAL RESOURCE GROUP | POSITION HELD: AGENT- | ADDRESS: 1645 E MISSOURI AVE, STE 410, PHOENIX AZ 85016 | START DATE: 2010-12-01 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 41-100 HOURS | APPROX TRADING HRS PER MTH: 26-40 HOURS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 4) ANSTETT FINANCIAL POSITION: Proprietor/Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 41 START DATE: 10/01/1989 ADDRESS: 1645 E Missouri Ave, Suite 410, Phoenix AZ 85016, United States DESCRIPTION: SALES AND SERVICE OF INSURANCEPRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE,AND ANNUITIES. 5) PACIFIC CAPITAL RESOURCE GROUP POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2010 ADDRESS: 10900 NE 4th St, Ste 2413, Bellevue WA 98004, United States DESCRIPTION: Life, health, disability, LTC insurance sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-24
  • S63 Uniform Securities Agent State Law Examination
    1992-06-24

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