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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-08 |
Branch Locations
1645 E Missouri Ave Suite 410, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anstett Financial | San Jose | CA | 01/2002 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2010 | 11/2020 |
| Penn Mutual Life Ins Co | Horsham | PA | 10/2010 | 11/2020 |
| Royal Alliance Associates, Inc. | Bellevue | WA | 11/2020 | Present |
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: ANSTETT FINANCIAL | Position Held: Proprietor/Owner | Address: 1645 E MISSOURI AVE, STE 410, PHOENIX AZ 85016 | Start Date: 1989 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE, AND ANNUITIES. 2) RE INVESTMENT RENTAL POSITION: Owner/Partner NATURE: Owner/Partner/Joint Tenancy INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2010 ADDRESS: 6149 E Starlight Ridge Parkway, Lakeside AZ 85929, United States DESCRIPTION: Collect Rent 3) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PACIFIC CAPITAL RESOURCE GROUP | POSITION HELD: AGENT- | ADDRESS: 1645 E MISSOURI AVE, STE 410, PHOENIX AZ 85016 | START DATE: 2010-12-01 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 41-100 HOURS | APPROX TRADING HRS PER MTH: 26-40 HOURS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 4) ANSTETT FINANCIAL POSITION: Proprietor/Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 41 START DATE: 10/01/1989 ADDRESS: 1645 E Missouri Ave, Suite 410, Phoenix AZ 85016, United States DESCRIPTION: SALES AND SERVICE OF INSURANCEPRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE,AND ANNUITIES. 5) PACIFIC CAPITAL RESOURCE GROUP POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2010 ADDRESS: 10900 NE 4th St, Ste 2413, Bellevue WA 98004, United States DESCRIPTION: Life, health, disability, LTC insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-24 |
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