Heath Edward Whetsel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2019
  Usaa Financial Planning Services
  Phoenix, AZ
• 03/2009 → 03/2019
  Usaa Financial Advisors Inc
  Phoenix, AZ
• 01/2018 → 03/2019
  Usaa Investment Management Company
  San Antonio, TX
• 03/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 04/2019 → Present
  Bank Of America, N.A.
  Scottsdale, AZ

Previous Registrations

• 2018-01-08 → 2019-04-11
  Usaa Investment Services Company
  San Antonio, TX
• 2009-03-16 → 2018-01-08
  Usaa Financial Planning Services
  Phoenix, AZ
• 2005-03-29 → 2009-03-10
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2005-03-25
• S63 Uniform Securities Agent State Law Examination
  2000-09-21

Designations

• Certified Financial Planner

Other Names

• Heath Edward Whetsel
• Heath Whetsel