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Jamie L Morton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hendersonville, NC

Phoenix, AZ

Huntersville, NC

CRD 4134039

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-11
CA RA APPROVED 2012-06-08
NC RA APPROVED 2012-06-08
  • TX RA
    APPROVED
    Since 2012-06-11
  • CA RA
    APPROVED
    Since 2012-06-08
  • NC RA
    APPROVED
    Since 2012-06-08

Branch Locations

707 N Main St, Hendersonville, NC 28792 • United States

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Huntersville NC 03/2007 Present
  • 03/2007 → Present
    Merrill Lynch
    Huntersville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-06
  • S66 Uniform Combined State Law Examination
    2012-06-06
Other Names
  • Jamie Lynn Morton
  • Jamie Lynn Kopish
  • Jamie L Kopish

View on SEC IAPD

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DONALD RAY HUNEYCUTT
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Nearby Offices

FIRST CITIZENS INVESTOR SERVICES, INC. · Hendersonville, NC
OSAIC INSTITUTIONS, INC. · Henderson, NC
LPL FINANCIAL LLC · HENDERSONVILLE, NC

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