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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-08-28 |
| NC | RA | APPROVED | 2017-08-17 |
| TX | RA | APPROVED_RES | 2017-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 05/1996 | 02/2017 |
| Edward Jones | St. Louis | MO | 03/2017 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hendersonville | NC | 08/2017 | Present |
| Bank Of America, N.A. | Hendersonville | NC | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-17 |
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