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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-07 |
| NC | RA | APPROVED | 2020-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Chapel Hill | NC | 05/2011 | 03/2020 |
| Wells Fargo Advisors, Llc. | Chapel Hill | NC | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 11/2016 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hendersonville | NC | 03/2020 | Present |
| Bank Of America, N.A. | Hendersonville | NC | 03/2020 | Present |
I*2199372, Entity Type: , Name of OBA: The R M H Trust, Address: Madison, Wisconsin, 53703, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 02/01/2027, No Hours: 8 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-19 |
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