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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

164-46 Crossbay Blvd., Howard Beach, NY 11414 • United States

41 Front St 2Nd Floor, Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Rockville Centre NY 01/2005 Present
Araneo Tax & Financial Rockville Centre NY 01/2004 Present
Securities America Advisors Rockville Centre NY 01/2016 Present
Osaic Wealth, Inc. Howard Beach NY 06/2024 Present
Osaic Wealth, Inc. Howard Beach NY 06/2024 Present
  • 01/2005 → Present
    Securities America, Inc.
    Rockville Centre, NY
  • 01/2004 → Present
    Araneo Tax & Financial
    Rockville Centre, NY
  • 01/2016 → Present
    Securities America Advisors
    Rockville Centre, NY
  • 06/2024 → Present
    Howard Beach, NY
  • 06/2024 → Present
    Howard Beach, NY
Previous Registrations
  • 2021-08-02 → 2024-06-14
    Securities America Advisors, Inc.
    Rockville Centre, NY
Other Businesses

**ARANEO TAX AND FINANCIAL POSITION: Tax Preparer NATURE: Tax preparation service INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2004 ADDRESS: 164-46 Cross Bay Blvd, Howard Beach NY 11414 DESCRIPTION: I prepare income tax returns for individuals and I assist tax clients in handling correspondence from the taxing agencies. **INSURANCE POSITION: Insurance Agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RLEATED - START DATE: 04/2005 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2005 ADDRESS: 164-46 CROSS BAY BLVD, Howard Beach NY 11414 DESCRIPTION: Provide advice and fixed or life insurance products to clients. **SAA POSITION: SAA Advisor NATURE: SECURITIES AMERICA ADVISORS-RIA- INVESTMENT RELATED- IAR- INVESTMENT ADVISORY- START DATE: 1/6/2016 LOCATED AT 41 FRONT ST, 2ND FL., ROCKVILLE CENTRE, NY 11570 INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 01/01/2016 ADDRESS: 164-46 Cross Bay Blvd, Howard Beach NY 11570 DESCRIPTION: Provide financial advice to clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-03
  • S63 Uniform Securities Agent State Law Examination
    2006-02-03
Other Names
  • Bettina Lazarre
  • Bettina Lazarre

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