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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
164-46 Crossbay Blvd., Howard Beach, NY 11414 • United States
41 Front St 2Nd Floor, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Rockville Centre | NY | 01/2005 | Present |
| Araneo Tax & Financial | Rockville Centre | NY | 01/2004 | Present |
| Securities America Advisors | Rockville Centre | NY | 01/2016 | Present |
| Osaic Wealth, Inc. | Howard Beach | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Howard Beach | NY | 06/2024 | Present |
**ARANEO TAX AND FINANCIAL POSITION: Tax Preparer NATURE: Tax preparation service INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2004 ADDRESS: 164-46 Cross Bay Blvd, Howard Beach NY 11414 DESCRIPTION: I prepare income tax returns for individuals and I assist tax clients in handling correspondence from the taxing agencies. **INSURANCE POSITION: Insurance Agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RLEATED - START DATE: 04/2005 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2005 ADDRESS: 164-46 CROSS BAY BLVD, Howard Beach NY 11414 DESCRIPTION: Provide advice and fixed or life insurance products to clients. **SAA POSITION: SAA Advisor NATURE: SECURITIES AMERICA ADVISORS-RIA- INVESTMENT RELATED- IAR- INVESTMENT ADVISORY- START DATE: 1/6/2016 LOCATED AT 41 FRONT ST, 2ND FL., ROCKVILLE CENTRE, NY 11570 INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 01/01/2016 ADDRESS: 164-46 Cross Bay Blvd, Howard Beach NY 11570 DESCRIPTION: Provide financial advice to clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-03 |
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