Richard Mario Annunziata

Current Employers

Employment History

• 03/2015 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 03/2015 → 12/2021
  Equitable Advisors, Llc
  New York, NY
• 12/2021 → Present
  Lpl Financial, Llc
  Howard Beach, NY
• 12/2021 → Present
  Global Retirement Partners
  Howard Beach, NY

Previous Registrations

• 2015-05-15 → 2021-12-17
  Equitable Advisors, Llc
  Howard Beach, NY
  Melville, NY
  New Hyde Park, NY
  Melville, NY

Other Businesses

1. 12/08/2021 - HUB INTERNATIONAL/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 90%/ HOWARD BEACH, NY 2. 12/08/2021 - HUB RETIREMENT AND WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ HOWARD BEACH, NY 3. 12/08/2021 - HUB INTERNATIONAL/ OUTSIDE/W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 90%/ HOWARD BEACH, NY 4. 12/14/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/01/2021 - 4 Hours Per Month/4 Hours During Securities Trading- Time Spent 10% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/14/2021 - Global Retirement Partners - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 12/01/2021 - 4 Hours Per Month/4 Hours During Securities Trading- Time Spent 10%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-12
• S63 Uniform Securities Agent State Law Examination
  2015-01-14