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Alexander Christian Vanegas

LPl Financial LLC

Howard Beach, NY

CRD 8142735

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-11
  • NY RA
    APPROVED
    Since 2026-05-11

Branch Locations

156-02 Cross Bay Blvd, Howard Beach, NY 11414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagstar Bank Howard Beach, Queens NY 02/2026 Present
Northwestern Mutual Manhattan NY 08/2025 02/2026
Mk Soles Llc Howard Beach, Queens NY 06/2024 08/2025
Unemployed Howard Beach, Queens NY 07/2023 06/2024
J.P. Morgan Chase Howard Beach, Queens NY 10/2021 07/2023
Regus Iwg Plc Corporation Manhattan NY 12/2017 12/2020
St Francis College Brooklyn NY 09/2016 07/2020
Unemployed Howard Beach, Queens NY 12/2020 10/2021
Crown Delivery Manhattan NY 07/2012 09/2016
Lpl Financial Llc Howard Beach, Queens NY 05/2026 Present
  • 02/2026 → Present
    Flagstar Bank
    Howard Beach, Queens, NY
  • 08/2025 → 02/2026
    Northwestern Mutual
    Manhattan, NY
  • 06/2024 → 08/2025
    Mk Soles Llc
    Howard Beach, Queens, NY
  • 07/2023 → 06/2024
    Unemployed
    Howard Beach, Queens, NY
  • 10/2021 → 07/2023
    J.P. Morgan Chase
    Howard Beach, Queens, NY
  • 12/2017 → 12/2020
    Regus Iwg Plc Corporation
    Manhattan, NY
  • 09/2016 → 07/2020
    St Francis College
    Brooklyn, NY
  • 12/2020 → 10/2021
    Unemployed
    Howard Beach, Queens, NY
  • 07/2012 → 09/2016
    Crown Delivery
    Manhattan, NY
  • 05/2026 → Present
    Howard Beach, Queens, NY
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Flagstar Wealth Services - Inv Rel - At Reported Business Location (s) - Start Date: 5/2026 2. 5/2026 - Flagstar Bank - Financial Institution Duty - INV REL - 100 Hour(s)/Month - 100 Hour(s) During Trading - Howard Beach NY 11414 - OBA Start date: 01/20/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-24
S63 Uniform Securities Agent State Law Examination 2024-12-07
  • S65 Uniform Investment Adviser Law Examination
    2025-05-24
  • S63 Uniform Securities Agent State Law Examination
    2024-12-07
Other Names
  • Alexander Christian Vanegas

View on SEC IAPD

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