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David Stephen Randles

Wells Fargo Clearing Services, LLC

Louisville, KY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-11-26
  • KY RA
    APPROVED
    Since 2024-11-26

Branch Locations

297 N Hubbards Ln 2Nd & 3Rd Fl, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Steamboat Springs CO 12/2015 05/2021
Wells Fargo Clearing Services, Llc Steamboat Springs CO 07/2017 05/2021
Salt And Lime Steamboat Springs CO 12/2015 12/2016
Jp Morgan Chase Bank Louisville KY 06/2021 07/2021
Bankers Life Louisville KY 07/2021 02/2022
Bankers Life Securities, Inc Louisville KY 11/2021 02/2022
Wells Fargo Advisors Louisville KY 03/2022 Present
  • 12/2015 → 05/2021
    Wells Fargo Bank, Na
    Steamboat Springs, CO
  • 07/2017 → 05/2021
    Wells Fargo Clearing Services, Llc
    Steamboat Springs, CO
  • 12/2015 → 12/2016
    Salt And Lime
    Steamboat Springs, CO
  • 06/2021 → 07/2021
    Jp Morgan Chase Bank
    Louisville, KY
  • 07/2021 → 02/2022
    Bankers Life
    Louisville, KY
  • 11/2021 → 02/2022
    Bankers Life Securities, Inc
    Louisville, KY
  • 03/2022 → Present
    Wells Fargo Advisors
    Louisville, KY
Other Businesses

Rental Property 2605 Lindsay Ave. Louisville KY 40206 Owner November 2010. 0 hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-26
S63 Uniform Securities Agent State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2024-11-26
  • S63 Uniform Securities Agent State Law Examination
    2017-10-13
Other Names
  • David Randles
  • David Stephen Randles
  • David Stephen Randles

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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