Best Investors Account Sign in

Ronnie Spears

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-13
TX RA APPROVED_RES 2021-03-31
CT RA APPROVED 2019-04-08
  • NY RA
    APPROVED
    Since 2021-07-13
  • TX RA
    APPROVED_RES
    Since 2021-03-31
  • CT RA
    APPROVED
    Since 2019-04-08

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspire Advisors, Llc North White Plains NY 04/2017 01/2019
Amalgamated Life Insurance Company White Plains NY 12/2015 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-05
S63 Uniform Securities Agent State Law Examination 2017-11-17
  • S65 Uniform Investment Adviser Law Examination
    2018-06-05
  • S63 Uniform Securities Agent State Law Examination
    2017-11-17
Other Names
  • Ronnie Von Spears

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
SUMMIT FINANCIAL, LLC
OSAIC WEALTH, INC.

Other Investors

Michael Nelson
Daniel Sirota
Erik Mark Vietz
MARY JANE VOLFSON
Dominick Curra
PATRICK RYAN HENRY
ADAM HANDALY
CHRISTOPHER THOMAS FOSTER

Other Offices

J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

More in White Plains, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor