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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-19
NV RA APPROVED 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-19
  • NV RA
    APPROVED
    Since 2024-04-01

Branch Locations

1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Las Vegas CA 07/2017 06/2020
J.P. Morgan Securities Llc Las Vegas CA 07/2017 06/2020
University Of Southern California Los Angeles CA 08/2012 12/2016
Usc Credit Union Los Angeles CA 08/2016 02/2017
Staff Pro Los Angeles CA 02/2017 07/2017
Jpmorgan Chase Bank, N.A. Las Vegas NV 07/2017 Present
J.P. Morgan Securities Llc Las Vegas NV 07/2020 Present
Nevada Partners Las Vegas NV 09/2021 Present
  • 07/2017 → 06/2020
    Jpmorgan Chase Bank, N.A.
    Las Vegas, CA
  • 07/2017 → 06/2020
    Las Vegas, CA
  • 08/2012 → 12/2016
    University Of Southern California
    Los Angeles, CA
  • 08/2016 → 02/2017
    Usc Credit Union
    Los Angeles, CA
  • 02/2017 → 07/2017
    Staff Pro
    Los Angeles, CA
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Las Vegas, NV
  • 07/2020 → Present
    Las Vegas, NV
  • 09/2021 → Present
    Nevada Partners
    Las Vegas, NV
Other Businesses

Entity Name: Nevada Partners Investment related: Y Address: 690 W Lake Mead Blvd, North Las Vegas, NV 89030 Nature of the other business: Financial Service Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will assist in helping them with their financial literacy pillar.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-30
S63 Uniform Securities Agent State Law Examination 2017-10-13
  • S65 Uniform Investment Adviser Law Examination
    2024-03-30
  • S63 Uniform Securities Agent State Law Examination
    2017-10-13
Other Names
  • Caleb Dawkins
  • Caleb Stephen Dawkins

View on SEC IAPD

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