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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-26
IA RA APPROVED 2023-04-24
  • VA RA
    APPROVED
    Since 2024-06-26
  • IA RA
    APPROVED
    Since 2023-04-24

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Serco Inc Reston VA 11/2012 11/2016
Inverness Technologies Annandale VA 11/2016 06/2017
Principal Life Insurance Company Fairfax VA 06/2017 Present
Principal Securities Fairfax VA 07/2017 Present
Principal Advised Services Fairfax VA 04/2023 Present
  • 11/2012 → 11/2016
    Serco Inc
    Reston, VA
  • 11/2016 → 06/2017
    Inverness Technologies
    Annandale, VA
  • 06/2017 → Present
    Principal Life Insurance Company
    Fairfax, VA
  • 07/2017 → Present
    Principal Securities
    Fairfax, VA
  • 04/2023 → Present
    Fairfax, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-22
S63 Uniform Securities Agent State Law Examination 2017-08-22
  • S65 Uniform Investment Adviser Law Examination
    2023-04-22
  • S63 Uniform Securities Agent State Law Examination
    2017-08-22
Other Names
  • Angel Cooper
  • Angel Watler

View on SEC IAPD

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