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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-06-26 |
| IA | RA | APPROVED | 2023-04-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Serco Inc | Reston | VA | 11/2012 | 11/2016 |
| Inverness Technologies | Annandale | VA | 11/2016 | 06/2017 |
| Principal Life Insurance Company | Fairfax | VA | 06/2017 | Present |
| Principal Securities | Fairfax | VA | 07/2017 | Present |
| Principal Advised Services | Fairfax | VA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-22 |
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