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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-08-14 |
| WV | RA | APPROVED | 2026-07-13 |
| HI | RA | APPROVED | 2026-07-07 |
| NE | RA | APPROVED | 2026-07-02 |
| ND | RA | APPROVED | 2026-07-02 |
| OR | RA | APPROVED | 2026-07-02 |
| MI | RA | APPROVED | 2026-07-01 |
| MT | RA | APPROVED | 2026-07-01 |
| AL | RA | APPROVED | 2026-06-30 |
| IL | RA | APPROVED | 2026-06-30 |
| MS | RA | APPROVED | 2026-06-30 |
| WA | RA | APPROVED | 2026-06-30 |
| WI | RA | APPROVED | 2026-06-30 |
| AK | RA | APPROVED | 2026-06-29 |
| DE | RA | APPROVED | 2026-06-29 |
| ID | RA | APPROVED | 2026-06-29 |
| MO | RA | APPROVED | 2026-06-29 |
| OK | RA | APPROVED | 2026-06-29 |
| SD | RA | APPROVED | 2026-06-29 |
| WY | RA | APPROVED | 2026-06-29 |
| VA | RA | APPROVED | 2025-06-12 |
| RI | RA | APPROVED | 2025-06-11 |
| ME | RA | APPROVED | 2025-04-18 |
| IN | RA | APPROVED | 2025-03-18 |
| VT | RA | APPROVED | 2025-01-08 |
| GA | RA | APPROVED | 2023-10-10 |
| UT | RA | APPROVED | 2023-10-06 |
| NV | RA | APPROVED | 2023-09-18 |
| AZ | RA | APPROVED | 2023-09-13 |
| NH | RA | APPROVED | 2023-09-13 |
| CO | RA | APPROVED | 2023-09-11 |
| SC | RA | APPROVED | 2023-09-08 |
| MA | RA | APPROVED | 2023-09-07 |
| NJ | RA | APPROVED | 2023-09-01 |
| NM | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| OH | RA | APPROVED | 2023-09-01 |
| PA | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
| CA | RA | APPROVED | 2023-08-31 |
| CT | RA | APPROVED | 2023-08-31 |
| MD | RA | APPROVED | 2023-08-31 |
| MN | RA | APPROVED | 2023-08-31 |
| FL | RA | APPROVED | 2023-07-12 |
| NY | RA | APPROVED | 2023-07-11 |
Branch Locations
1207 Troy Schenectady Road Suite 201, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Latham | NY | 06/2017 | 10/2017 |
| Suny Oswego | Oswego | NY | 08/2012 | 05/2017 |
| Empire Acquisition Team | Albany | NY | 06/2016 | 09/2016 |
| Foresters Financial Services | Albany | NY | 10/2017 | 09/2018 |
| Foresters Advisory Services | Latham | NY | 12/2017 | 09/2018 |
| Guardian Life Insurance Company | Latham | NY | 10/2018 | 11/2019 |
| Park Avenue Securities | Latham | NY | 12/2018 | 11/2019 |
| Citizens Securities, Inc. | Johnstown | NY | 11/2019 | 07/2023 |
| Guardian Life Insurance Company | Latham | NY | 07/2023 | Present |
| Park Avenue Securities | Latham | NY | 07/2023 | Present |
1) LTC, Health/medical insurance, annuities, life insurance and group benefits-companies outside of Innovative Underwriters, Start date: 10/25/2024, Address: 1D Bay Drive, Saratoga Springs, NY 12866, 4 total hours per month: o during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-31 |
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