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Becky M Sciortino

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Latham, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-09
TX RA APPROVED 2021-08-09
  • NY RA
    APPROVED
    Since 2021-08-09
  • TX RA
    APPROVED
    Since 2021-08-09

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Albany NY 07/2011 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 08/2021 Present
Bank Of America, N.A. Latham NY 10/2021 Present
Previous Registrations
  • 2011-07-05 → 2021-09-03
    Lpl Financial Llc
    Albany, NY
    Latham, NY
    Niskayuna, NY
    Albany, NY
  • 2005-01-10 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Altamont, NY
    Clifton Park, NY
    Latham, NY
    Niskayuna, NY
    Saratoga Springs, NY
    Albany, NY
    Albany, NY
  • 2002-09-05 → 2003-05-29
    Quick & Reilly, Inc.
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-05
S63 Uniform Securities Agent State Law Examination 1999-11-23
  • S65 Uniform Investment Adviser Law Examination
    2001-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-11-23
Other Names
  • Becky Marie Carey
  • Becky M Carey
  • Becky Marie Sciortino

View on SEC IAPD

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EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC
ALPHASTAR CAPITAL MANAGEMENT

Other Investors

CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley
MICHAEL SPIROS LANIDES

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY
GALLAGHER FIDUCIARY ADVISORS, LLC · Latham, NY

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