Becky M Sciortino

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 08/2021
  Lpl Financial Llc
  Albany, NY
• 08/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Latham, NY
• 10/2021 → Present
  Bank Of America, N.A.
  Latham, NY

Previous Registrations

• 2011-07-05 → 2021-09-03
  Lpl Financial Llc
  Albany, NY
  Latham, NY
  Niskayuna, NY
  Albany, NY
• 2005-01-10 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Altamont, NY
  Clifton Park, NY
  Latham, NY
  Niskayuna, NY
  Saratoga Springs, NY
  Albany, NY
  Albany, NY
• 2002-09-05 → 2003-05-29
  Quick & Reilly, Inc.
  Albany, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-05
• S63 Uniform Securities Agent State Law Examination
  1999-11-23

Other Names

• Becky Marie Carey
• Becky M Carey
• Becky Marie Sciortino