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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
TX RA APPROVED_RES 2021-04-13
NJ RA APPROVED 2021-04-08
  • NY RA
    APPROVED
    Since 2021-06-21
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • NJ RA
    APPROVED
    Since 2021-04-08

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Latham NY 10/2013 04/2021
Tiaa-Cref Individual & Institutional Services, Llc Latham NY 10/2013 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 04/2021 Present
151 Bar And Restaurant Schenectady NY 03/2016 02/2021
Bank Of America, N.A. Latham NY 05/2021 Present
Previous Registrations
  • 2013-10-29 → 2021-04-09
    Latham, NY
  • 2010-05-13 → 2013-09-30
    Td Ameritrade, Inc.
    Niskayuna, NY
    Scarsdale, NY
  • 2010-05-13 → 2013-09-30
    Td Ameritrade Investment Management, Llc
    Niskayna, NY
    Scarsdale, NY
  • 2009-11-17 → 2010-04-26
    Td Wealth Management Services Inc.
    Albany, NY
    Delmar, NY
    Pittsfield, MA
    Niskayuna, NY
  • 2009-02-13 → 2009-11-17
    Cetera Investment Services Llc
    Niskayuna, NY
  • 2007-06-11 → 2009-01-27
    Morgan Stanley & Co. Llc
    Albany, NY
    Saratoga Springs, NY
Other Businesses

I*4182265, Entity Type: Entity Charitable, Name of OBA: Niskayuna Girls Travel Basketball Inc. , Address: Niskayuna, New York, 12309, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 09/01/2026, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: As President, I will lead the coaches/players with the expectations of a competitive travel basketball organization, Girls Youth Basketball

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2006-08-17
Other Names
  • Chris Ingemie
  • Christopher Michael Ingemie
  • Christopher Michael Ingemie
  • Christopher Ingemie
  • Christopher M Ingemie

View on SEC IAPD

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