Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-03-19 |
| CT | RA | APPROVED | 2008-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Latham | NY | 09/2008 | Present |
| Bank Of America, N.A. | Latham | NY | 12/2015 | Present |
I*71057 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHILDREN'S MUSEUM AT SARATOGA INVESTMENT RELATED: N ADDRESS OF BUSINESS: 69 CAROLINE STREET, SARATOGA SPRINGS, NEW YORK 12866 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 6/1/2013 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VOLUNTEER WORK RELATED TO THE CHILDREN'S MUSEUM AND THE LOCAL COMMUNITY OF SARATOGA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-15 |
Reach out to this advisor