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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-03-16
CT RA APPROVED 2017-03-31
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-03-16
  • CT RA
    APPROVED
    Since 2017-03-31

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sportsplex Of Halfmoon Clifton Park NY 01/2004 12/2016
Capital Region Sports Troy NY 01/2006 Present
Triton Holdings, Inc. Clifton Park NY 01/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 12/2016 Present
Bank Of America, N.A. Latham NY 05/2017 Present
  • 01/2004 → 12/2016
    Sportsplex Of Halfmoon
    Clifton Park, NY
  • 01/2006 → Present
    Capital Region Sports
    Troy, NY
  • 01/2004 → Present
    Triton Holdings, Inc.
    Clifton Park, NY
  • 12/2016 → Present
    Latham, NY
  • 05/2017 → Present
    Bank Of America, N.A.
    Latham, NY
Other Businesses

I*104615 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JUNIOR ACHIEVEMENT OF NORTHEASTERN NY, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS LATHAM, NEW YORK 12110 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 42736 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: JA SEEKS TO INSPIRE AND PREPARE YOUTH TO SUCCEED IN A GLOBAL ECONOMY. I SERVE ON THE VOLUNTEER COMMITTEE TASKED TO RECRUIT VOLUNTEER TEACHERS FOR THE ORGANIZATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
  • S66 Uniform Combined State Law Examination
    2017-03-30
Other Names
  • John Daniels

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