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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2012-11-08
CT RA APPROVED 2010-01-06
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2012-11-08
  • CT RA
    APPROVED
    Since 2010-01-06

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 02/2008 Present
Bank Of America, N.A. Latham NY 02/2012 Present
Other Businesses

I*82417 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE ARTS CENTER OF THE CAPITAL REGION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 265 RIVER ST, TROY, NEW YORK 12180 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/7/2015 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVOCATE FOR THE ARTS CENTER AND EXECUTE THE DEVELOPMENT PLAN TO INCREASE SPONSORSHIP AND MEMBERSHIP WITHIN THE ORGANIZATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
  • S66 Uniform Combined State Law Examination
    2009-12-31
Other Names
  • Nicholas Mattiello
  • Nicholas Arthur Mattiello
  • Nicholas A Mattiello

View on SEC IAPD

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