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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

19205 Gulf Freeway, Webster, TX 77598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Columbia MD 06/2017 12/2022
Wells Fargo Boynton Beach FL 12/2015 06/2017
Charles Schwab And Co., Inc. Columbia MD 12/2022 Present
Charles Schwab Bank Columbia MD 11/2023 Present
  • 06/2017 → 12/2022
    Td Ameritrade
    Columbia, MD
  • 12/2015 → 06/2017
    Wells Fargo
    Boynton Beach, FL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Columbia, MD
  • 11/2023 → Present
    Charles Schwab Bank
    Columbia, MD
Previous Registrations
  • 2017-08-30 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Columbia, MD
    Houston, TX
    Webster, TX
  • 2017-08-30 → 2022-10-14
    Td Ameritrade, Inc.
    Columbia, MD
    Houston, TX
    Houston, TX
    Webster, TX
    Omaha, NE
Other Businesses

Name of Outside Business:Priceless Holdings LLC; Investment Related:No; Address of Outside Business:Palm Beach, FL; Nature of Outside Business:Retail Sales; Position:Owner; Start Date:9/30/2017; Hours per month: 20-40; Hours per month during securities trading hours: No; Description of Duties: Create website, establish distributors, create designs for Outdoor Apparel. Company is still being created. Website still being created. Name: Belmont Properties, LLC, Role: CEO, Type: Rental Property, Start Date: 03/01/2021, Investment Related?: No, Address: 2100 Bering Dr Apt 816, Houston, TX 77057, Number of Hours/Mo: 40, Duties: Buying mobile homes to either flip or rent them out as rental property. Name: Z and P Holdings, Role: CEO, Type: Rental Property, Start Date: 04/04/2022, Investment Related?: No, Address: PO Box 2163, Bellaire, TX 77402, Number of Hours/Mo: 30, Duties: Buying/Renovating the Tiny homes to sell or rent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
  • S66 Uniform Combined State Law Examination
    2017-08-25
Other Names
  • Jeffrey Price

View on SEC IAPD

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