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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-01-27 |
| TX | RA | APPROVED | 2012-07-09 |
Branch Locations
711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States
Friendswood, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 07/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 4626 Caduceus Place, , Galveston, TX, 77551; Not Investment-Related; 06/13/2016. Outside Employment; DGW Worldwide, LLC; independent advisor; Manage advisory business; 711 W Bay Area Blvd, Ste 400, , Webster, TX, 77598; Investment-Related; 03/20/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-07 |
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