Thalia Christy Savvidis

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Previous Registrations

• 2009-06-01 → 2012-07-17
  Morgan Stanley
  Houston, TX
• 2005-11-30 → 2009-06-01
  Citigroup Global Markets Inc.
  New Orleans, LA
  New Orleans, LA
  Houston, TX
  Houston, TX

Other Businesses

Real Estate Ownership; Single Family; 4626 Caduceus Place, , Galveston, TX, 77551; Not Investment-Related; 06/13/2016. Outside Employment; DGW Worldwide, LLC; independent advisor; Manage advisory business; 711 W Bay Area Blvd, Ste 400, , Webster, TX, 77598; Investment-Related; 03/20/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-07

Other Names

• Thalia D Christy