Brian Christopher Strawn

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Webster, TX

Other Businesses

Business Ownership; Strawn Enterprises, Inc.; Owner; Business entity established to manage expenses as a financial advisor at Ameriprise Financial Services, Inc.; 6328 Superior Dr, , League City, TX, 77573; Not Investment-Related; 01/27/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; DGW Worldwide, LLC; Owner; Manage advisory business; 711 W. Bay Area Blvd., Suite 400, Webster, TX, 77598; Investment-Related; 08/15/2022; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-29