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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-01-24 |
Branch Locations
711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States
League City, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 10/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Webster | TX | 03/2020 | Present |
Business Ownership; Strawn Enterprises, Inc.; Owner; Business entity established to manage expenses as a financial advisor at Ameriprise Financial Services, Inc.; 6328 Superior Dr, , League City, TX, 77573; Not Investment-Related; 01/27/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; DGW Worldwide, LLC; Owner; Manage advisory business; 711 W. Bay Area Blvd., Suite 400, Webster, TX, 77598; Investment-Related; 08/15/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-29 |
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