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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-25 |
| TX | RA | APPROVED | 2000-07-21 |
Branch Locations
711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States
130 Parking Way St, Lake Jackson, TX 77566 • United States
13750 San Pedro Avenue Ste 810, San Antonio, TX 78232-4320 • United States
Friendswood, TX • United States
325 Blue River Parkway Ste D, Silverthorne, CO 80498 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Webster | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Webster | TX | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 18622 Canyon Cove Dr., , Crosby, TX, 77532; Investment-Related; 12/29/2023 / Single Family; 18618 Canyon Cove Dr., Crosby, TX 77532, , Crosby, TX, 77532; Not Investment-Related; 05/22/2015 / Single Family; 69 Alcove Court, , Keystone, CO, 80435; Not Investment-Related; 12/29/2023 / Single Family; 2553 E Seaside Dr., , Galveston, TX, 77550; Investment-Related; 02/23/2026. Business Ownership; DGW Worldwide, LLC; Owner; Manage Ameriprise Business; 711 W Bay Area Blvd, Ste. 400, , Webster, TX, 77598; Investment-Related; 12/20/2019; 20 to 39 hours per month; 10 to 19 during trading hours / Alcove 10, LLC; Co-owner; Real Estate; 711 W Bay Area Blvd, Ste 400, , Webster, TX, 77598; Not Investment-Related; 02/28/2025; 1 to 9 hours per month; 1 to 9 during trading hours / DYB Consulting Group, LLC; Owner; Real Estate; 711 W Bay Area Blvd., Suite 400, , Webster, TX, 77598; Investment-Related; 04/20/2011; 1 to 9 hours per month; 10 to 19 during trading hours / CWM Consulting Inc.; Owner; Manage Ameriprise Business; 1020 Bolivar Point Ln, , Friendswood, TX, 77546; Not Investment-Related; 07/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; DGW Worldwide, LLC; Owner; Manage advisory business; 711 W. Bay Area Blvd, 400, WEBSTER, TX, 77598; Investment-Related; 03/01/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-20 |
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