Charles Bocock

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2025 → 09/2025
  Massmutual Life Insurance Co
  San Antonio, TX
• 04/2025 → 09/2025
  Mml Investors Services, Llc
  San Antonio, TX
• 05/2019 → 01/2026
  H-E-B Grocery Company Lp
  San Marcos, TX
• 04/2015 → 04/2019
  Unemployed
  Kerrville, TX
• 12/2025 → Present
  Ameriprise Financial Services, Llc
  Webster, TX

Other Businesses

Outside Employment; DGW Worldwide, LLC; Employee; Manage advisory business; 711 W Bay Area Blvd Ste 400, , Webster, TX, 77598; Investment-Related; 03/31/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-02

Other Names

• Charles William Bocock
• Beau Bocock
• Charles William Bocock Vi
• Charles William Bocock