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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
  • TX RA
    APPROVED
    Since 2024-12-05

Branch Locations

Friendswood, TX • United States

711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Webster TX 08/2024 Present
Maique Insurance And Financial Services, Inc Katy TX 08/2020 07/2024
Katie Lamb State Farm Cordova TN 02/2017 05/2020
Cyclegear Memphis TN 01/2014 02/2017
  • 08/2024 → Present
    Webster, TX
  • 08/2020 → 07/2024
    Maique Insurance And Financial Services, Inc
    Katy, TX
  • 02/2017 → 05/2020
    Katie Lamb State Farm
    Cordova, TN
  • 01/2014 → 02/2017
    Cyclegear
    Memphis, TN
Other Businesses

Outside Employment; DGW Worldwide, LLC; Employee; Manage advisory business; 711 W Bay Area Blvd Ste 400, , Webster, TX, 77598; Investment-Related; 08/17/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
  • S66 Uniform Combined State Law Examination
    2024-12-04
Other Names
  • Joe Scott Howard

View on SEC IAPD

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