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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-04 |
| MN | RA | APPROVED | 2026-06-03 |
| TX | RA | APPROVED_RES | 2024-11-14 |
| IA | RA | APPROVED | 2022-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homemakers | Urbandale | IA | 04/2016 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2017 | 04/2018 |
| Northwestern Mutual Investment Services Llc | W Des Moines | IA | 09/2017 | 04/2018 |
| Royal Alliance Associates, Inc. | Norwalk | IA | 11/2021 | 06/2022 |
| Jethro's Jambalaya | Waukee | IA | 10/2018 | 01/2020 |
| Pf Chang's | West Des Moines | IA | 08/2021 | 08/2022 |
| Focus Financial Network Inc | Norwalk | IA | 07/2021 | 06/2022 |
| Heartland Retirement Group | Johnston | IA | 05/2018 | 10/2021 |
| Kmf Advisors | Le Sueur | MN | 07/2021 | Present |
| Lpl Financial Llc | Ankeny | IA | 06/2022 | Present |
1)06/21/2022 - Hartland Retirement Group - Non-Variable Insurance - Trails only - Inv Rel - At Reported Business Location(s) - Start Date:05/2018 - 1 Hrs/Mth - 0 Hrs During Trading. 2)06/21/2022 - KMF Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:05/2022. 3) 09/19/2022 - New Choice Insurance - Investment Related - 108 N Main st, Le Sueur MN 56058 - Non-Variable Insurance - Agent - Start Date - 10/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 4) 09/19/2025 - KMF Insurance Agency LLC - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:10/14/2022 - 15 Hrs/Mth - 5 Hrs During Trading. 5) 09/19/2025 - Senior Benefit Sign Up - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:09/01/2025 - 15 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-27 |
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