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Thomas Campbell Desousa

LPl Financial LLC

Des Moines, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-04
MN RA APPROVED 2026-06-03
TX RA APPROVED_RES 2024-11-14
IA RA APPROVED 2022-06-21
  • FL RA
    APPROVED
    Since 2026-06-04
  • MN RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • IA RA
    APPROVED
    Since 2022-06-21

Branch Locations

1540 High St Ste 101, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemakers Urbandale IA 04/2016 08/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2017 04/2018
Northwestern Mutual Investment Services Llc W Des Moines IA 09/2017 04/2018
Royal Alliance Associates, Inc. Norwalk IA 11/2021 06/2022
Jethro's Jambalaya Waukee IA 10/2018 01/2020
Pf Chang's West Des Moines IA 08/2021 08/2022
Focus Financial Network Inc Norwalk IA 07/2021 06/2022
Heartland Retirement Group Johnston IA 05/2018 10/2021
Kmf Advisors Le Sueur MN 07/2021 Present
Lpl Financial Llc Ankeny IA 06/2022 Present
  • 04/2016 → 08/2017
    Homemakers
    Urbandale, IA
  • 09/2017 → 04/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2017 → 04/2018
    Northwestern Mutual Investment Services Llc
    W Des Moines, IA
  • 11/2021 → 06/2022
    Royal Alliance Associates, Inc.
    Norwalk, IA
  • 10/2018 → 01/2020
    Jethro's Jambalaya
    Waukee, IA
  • 08/2021 → 08/2022
    Pf Chang's
    West Des Moines, IA
  • 07/2021 → 06/2022
    Focus Financial Network Inc
    Norwalk, IA
  • 05/2018 → 10/2021
    Heartland Retirement Group
    Johnston, IA
  • 07/2021 → Present
    Kmf Advisors
    Le Sueur, MN
  • 06/2022 → Present
    Ankeny, IA
Previous Registrations
Other Businesses

1)06/21/2022 - Hartland Retirement Group - Non-Variable Insurance - Trails only - Inv Rel - At Reported Business Location(s) - Start Date:05/2018 - 1 Hrs/Mth - 0 Hrs During Trading. 2)06/21/2022 - KMF Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:05/2022. 3) 09/19/2022 - New Choice Insurance - Investment Related - 108 N Main st, Le Sueur MN 56058 - Non-Variable Insurance - Agent - Start Date - 10/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 4) 09/19/2025 - KMF Insurance Agency LLC - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:10/14/2022 - 15 Hrs/Mth - 5 Hrs During Trading. 5) 09/19/2025 - Senior Benefit Sign Up - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:09/01/2025 - 15 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-07
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2022-02-07
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27
Other Names
  • Thomas Campbell Desousa
  • Campbell Desousa

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