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Colby Patrick Laxton

Charles Schwab & Co., Inc.

Santa Barbara, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Columbia MD 02/2018 12/2022
Scottrade Newport News VA 06/2017 02/2018
Best Buy Newport News VA 05/2016 01/2018
Christopher Newport University Newport News VA 08/2015 04/2018
Christopher Newport University Newport News VA 08/2014 05/2018
Charles Schwab And Co., Inc. Santa Barbara CA 12/2022 Present
Charles Schwab Bank, Ssb Santa Barbara CA 11/2023 Present
  • 02/2018 → 12/2022
    Td Ameritrade
    Columbia, MD
  • 06/2017 → 02/2018
    Scottrade
    Newport News, VA
  • 05/2016 → 01/2018
    Best Buy
    Newport News, VA
  • 08/2015 → 04/2018
    Christopher Newport University
    Newport News, VA
  • 08/2014 → 05/2018
    Christopher Newport University
    Newport News, VA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Santa Barbara, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Santa Barbara, CA
Previous Registrations
  • 2018-09-11 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Columbia, MD
    Santa Barbara, CA
    Thousand Oaks, CA
  • 2018-09-11 → 2022-10-14
    Td Ameritrade, Inc.
    Columbia, MD
    Santa Barbara, CA
    Thousand Oaks, CA
Other Businesses

1) Colby Laxton | Investment Related:No|3561 Sierra Arch |Virginia Beach|VA|23453|US|Real Estate (Non-Agent/Broker)|Landlord|6/1/2022|Less than 20|0|Rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07

View on SEC IAPD

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PLANMEMBER SECURITIES CORPORATION

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CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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