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Daniel Alexander Montes

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-13
NV RA APPROVED 2022-12-21
  • TX RA
    APPROVED_RES
    Since 2023-09-13
  • NV RA
    APPROVED
    Since 2022-12-21

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Las Vegas NV 06/2017 06/2021
United States Air Force Las Vegas NV 06/2011 06/2017
Lpl Financial Las Vegas NV 06/2021 11/2022
Morgan Stanley Las Vegas NV 12/2022 Present
Morgan Stanley Private Bank, N.A New York NY 12/2022 Present
  • 06/2017 → 06/2021
    Ubs Financial Services Inc.
    Las Vegas, NV
  • 06/2011 → 06/2017
    United States Air Force
    Las Vegas, NV
  • 06/2021 → 11/2022
    Lpl Financial
    Las Vegas, NV
  • 12/2022 → Present
    Morgan Stanley
    Las Vegas, NV
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2019-11-18

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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