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22932 El Toro Rd., Lake Forest, CA 92630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Ag | Hong Kong | 06/2011 | 02/2017 | |
| Prudent Investors Network | Vista | CA | 05/2017 | Present |
Cal State Fullerton Instructor of the online Investment Management course. 800 N State College Blvd, Fullerton, CA 92831. Non-investment related. Started in 2019. 0 hours a month during securities trading hours; 2 hours during outside business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-21 |
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