Jason Aaron Simard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1996 → 06/2024
  Securities America, Inc.
  Newport Beach, CA
• 11/2003 → Present
  Haussmann Financial, Inc.
  Newport Beach, CA
• 05/2000 → Present
  Jason Simard - Insurance Agent
  Newport Beach, CA
• 06/2024 → 02/2025
  Osaic Wealth, Inc.
  Lake Forest, CA
• 02/2025 → Present
  Lpl Financial
  Lake Forest, CA

Previous Registrations

• 2003-11-19 → 2025-04-28
  Haussmann Financial Inc.
  Newport Beach, CA
  Lake Forest, CA

Other Businesses

1 - 01/2025 - Haussmann Financial Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 5 Hours During Trading - At reported business location(s).

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-27

Designations

• Certified Financial Planner