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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

655 W Broadway12Th Fl, San Diego, CA 92101 • United States

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Academy Securities Inc. San Diego CA 12/2015 04/2017
Cetera Wealth Services, Llc El Segundo CA 04/2017 Present
Cetera Advisors Llc Greenwood Village CO 04/2021 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2021 Present
Cetera Investment Services Llc St Cloud MN 04/2021 Present
First Allied Securities, Inc. San Diego CA 04/2021 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Avantax Investment Services Inc Dallas TX 05/2025 09/2025
Cetera Wealth Services, Llc San Diego CA 09/2025 Present
  • 12/2015 → 04/2017
    Academy Securities Inc.
    San Diego, CA
  • 04/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2021 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2021 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2025 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    San Diego, CA
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: REVOCABLE TRUST ; INVESTMENT RELATED:NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: EXECUTOR & TRUSTEE OF ESTATE START DATE: 11/2018 ; POSITION/TITLE/RELATIONSHIP: EXECUTOR SUCCESSOR TRUSTEE ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DISTRIBUTE ESTATE AND ASSETS ACCORDING TO TRUST ; 2) NAME OF OTHER BUSINESS: LIONS, TIGERS, AND BEARS (LTB); INVESTMENT RELATED: NO; ADDRESS: 24402 MARTIN WAY ALPINE, CA 91901; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONDUCT GROUP VISITS, EDUCATION, PREPARE FOOD AND FEED ANIMALS, TRAIN NEW VOLUNTEERS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-14
S63 Uniform Securities Agent State Law Examination 1998-10-20
  • S65 Uniform Investment Adviser Law Examination
    2005-02-14
  • S63 Uniform Securities Agent State Law Examination
    1998-10-20

View on SEC IAPD

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