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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | San Diego | CA | 06/2001 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2021 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 11/2021 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2021 | Present |
| Cetera Investments Services Llc | St Cloud | MN | 11/2021 | Present |
| First Allied Securities Inc | San Diego | CA | 11/2021 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
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