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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-18 |
| TX | RA | APPROVED | 2024-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterhouse Securities, Inc. | San Diego | CA | 04/1999 | 03/2023 |
| Charles Schwab And Co., Inc. | Omaha | NE | 03/2023 | 01/2024 |
| Cetera Advisors Llc | Greenwood Village | CO | 09/2024 | Present |
| Unemployed | San Diego | CA | 01/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-19 |
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