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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
| CA | RA | APPROVED | 2025-02-03 |
Branch Locations
221 East Walnut, Suite 135, Pasadena, CA 91101 • United States
23201 Lake Center Dr Ste 300, Lake Forest, CA 92630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Haussmann Financial, Securities America, Inc. | Lake Forest | CA | 10/2019 | 04/2021 |
| Securities America, Inc. | Lake Forest | CA | 04/2021 | 06/2024 |
| Katella Grill | Orange | CA | 02/2018 | 06/2020 |
| Mulberry St Ristorante | Fullerton | CA | 10/2017 | 05/2019 |
| California State University, Fullerton | Fullerton | CA | 08/2017 | 08/2019 |
| Italian Cottage | Chico | CA | 08/2015 | 08/2017 |
| Butte College | Oroville | CA | 08/2015 | 05/2017 |
| Securities America, Inc. | Lake Forest | CA | 08/2021 | 06/2024 |
| Osaic Wealth, Inc. | Lake Forest | CA | 06/2024 | 02/2025 |
| Lpl Financial Llc | Lake Forest | CA | 02/2025 | Present |
| Lpl Financial Llc | Pasadena | CA | 02/2025 | Present |
1 - 01/2025 - Haussmann Financial Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 5 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-09 |
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