Best Investors
Account
Sign in
Best Investors
Account
Sign in
23201 Lake Center Drive Suite 215, Lake Forest, CA 92630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-29 |
Branch Locations
23201 Lake Center Drive Suite 215, Lake Forest, CA 92630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O'NEill Financial Management, Inc. | Lake Forest | CA | 04/2016 | Present |
(1) EMPLOYEE/CA INSURANCE AGENT DBA "O'NEILL FINANCIAL MANAGEMENT" PROVIDING FINANCIAL ADVISORY SERVICES, SALES OF FIXED AND VARIABLE ANNUITY, INSURANCE PRODUCTS, AND USE OF THIRD PARTY MONEY MANAGERS SINCE DECEMBER 1995. INVESTMENT RELATED. 100% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-18 |
Reach out to this advisor