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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED_RES | 2025-02-03 |
Branch Locations
23201 Lake Center Dr Ste 300, Lake Forest, CA 92630 • United States
221 East Walnut, Suite 135, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Newport Beach | CA | 02/2007 | 06/2024 |
| Haussman Financial, Inc. | Newport Beach | CA | 05/2007 | Present |
| Patrick Danly - Insurance Agent | Newport Beach | CA | 07/2007 | Present |
| Osaic Wealth, Inc. | Lake Forest | CA | 06/2024 | 02/2025 |
| Lpl Financial | Lake Forest | CA | 02/2025 | Present |
1) 01/24/2025 - HAUSSMAN FINANCIAL, INC / Inv. Related / DBA for LPL Business (entity for LPL business) - at reported business location (s) 2) 01/24/2025 - PMD FINANCIAL INC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / LAKE FOREST CA 92630-6808 / Start date 09/15/2023 - 1Hrs per month - 1% Time Spent 3) 01/24/2025 - Patrick Danly / Non-Variable Insurance / Inv. Related / Lake Forest, CA 92630 / Start date 07/02/2007 - 1 hrs per month - 1% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-10 |
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