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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2019-10-29
TX RA APPROVED 2019-10-29
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2019-10-29
  • TX RA
    APPROVED
    Since 2019-10-29

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Kisco NY 04/2018 Present
Sacred Heart Mahopac NY 08/2013 03/2018
Forte Capital Group New York NY 05/2017 03/2018
Manhattan College Mahopac NY 08/2014 06/2018
Bank Of America N.A. White Plains NY 05/2024 Present
  • 04/2018 → Present
    Mount Kisco, NY
  • 08/2013 → 03/2018
    Sacred Heart
    Mahopac, NY
  • 05/2017 → 03/2018
    Forte Capital Group
    New York, NY
  • 08/2014 → 06/2018
    Manhattan College
    Mahopac, NY
  • 05/2024 → Present
    Bank Of America N.A.
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25

View on SEC IAPD

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