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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-09-07
CT RA APPROVED 2018-08-16
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-09-07
  • CT RA
    APPROVED
    Since 2018-08-16

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 02/2018 Present
Morgan Stanley New York NY 06/2017 09/2017
Unemployeed Bronx NY 10/2017 02/2018
Cuny Baruch College New York NY 07/2013 06/2017
Bank Of America, N.A. White Plains NY 02/2018 Present
  • 02/2018 → Present
    White Plains, NY
  • 06/2017 → 09/2017
    Morgan Stanley
    New York, NY
  • 10/2017 → 02/2018
    Unemployeed
    Bronx, NY
  • 07/2013 → 06/2017
    Cuny Baruch College
    New York, NY
  • 02/2018 → Present
    Bank Of America, N.A.
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-15
  • S66 Uniform Combined State Law Examination
    2018-08-15
Other Names
  • Christina Chin

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