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Lee A Cunningham

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-10
TX RA APPROVED 2026-02-10
  • KY RA
    APPROVED
    Since 2026-02-10
  • TX RA
    APPROVED
    Since 2026-02-10

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Princeton NJ 07/2021 08/2024
Rice University Houston TX 05/2016 05/2020
Duke University, Fuqua School Of Business Durham NC 07/2020 06/2021
Ubs Financial Services, Inc. Louisville KY 08/2024 02/2026
Morgan Stanley Smith Barney Llc Louisville KY 02/2026 Present
Morgan Stanley Private Bank, N.A New York NY 06/2026 Present
  • 07/2021 → 08/2024
    Blackrock Investments, Llc
    Princeton, NJ
  • 05/2016 → 05/2020
    Rice University
    Houston, TX
  • 07/2020 → 06/2021
    Duke University, Fuqua School Of Business
    Durham, NC
  • 08/2024 → 02/2026
    Ubs Financial Services, Inc.
    Louisville, KY
  • 02/2026 → Present
    Morgan Stanley Smith Barney Llc
    Louisville, KY
  • 06/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
  • S66 Uniform Combined State Law Examination
    2021-12-13
Other Names
  • Lee Ann Cunningham
  • Lee Ann Cunningham
  • Lee Cunningham

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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