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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-04-30 |
Branch Locations
45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Shelton | CT | 07/2023 | 11/2024 |
| Citibank | New York | NY | 08/2018 | 06/2023 |
| Columbia Business School | New York | NY | 08/2016 | 05/2018 |
| The Prudential Insurance Co. Of America | Shelton | CT | 11/2023 | 04/2025 |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | 04/2025 |
| Citigroup Global Markets Inc. | New York | NY | 05/2017 | 06/2023 |
| Massmutual Life Insurance Co | Glastonbury | CT | 04/2025 | Present |
| Mml Investors Services, Llc | Glastonbury | CT | 04/2025 | Present |
(1)Name: Fraternity of Delta Psi/Saint Anthony Hall Inv rel: N Add: 1417 Shelby St., Indianapolis, IN 46203 Nature: Board Service for co-ed collegiate fraternity Position: Vice President Start date: 01/01/2025 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Oversee functioning of co-ed collegiate fraternity at a national level. Work with other officers to visit 11 undergraduate chapters, meet with graduate organizations, and school administration. (2)Name: Etsy Shop Inv rel: N Add: At Residential Address Nature: Retail Sales involving the selling of stickers and stationary Position: Shop Owner Start date: 05/01/2020 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Design, create, package and mail stationary items. (3)Name: Alice Rha Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 03/18/2025 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Life, Disability, Long-term care, Fixed annuities, and Health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-25 |
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