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Gregory Andrew Fallon

Highland Mb Wealth LLC

Torrance, CA

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Current Employers
Highland Mb Wealth Llc

24050 Madison St Ste 210, Torrance, CA 90505 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
  • CA RA
    APPROVED
    Since 2025-09-29

Branch Locations

24050 Madison St Ste 210, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Synergy Partners Newport Beach CA 01/2018 Present
Gregulation Inc. Manhattan Beach CA 02/2014 Present
Highland Mb Wealth Llc Manhattan Beach CA 09/2018 Present
Capital Synergy Partners Newport Beach CA 08/2017 Present
Previous Registrations
Other Businesses

GREGULATION INC.DBA GREG FALLON TAX 3701 HIGHLAND AVE., STE 301 MANHATTAN BEACH, CA 90266 CEO/TAX & ACCOUNTING EFFECTIVE: 04/2014 160 HOURS PER MONTH/6 HOURS PER MONTH DURING MARKET HOURS Gregory Andrew Fallon is an accountant and owner of Gregulation Inc. From time to time, may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. HMWL always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of HMWL in connection with such individual's activities outside of HMWL. HWML does not have signatory authority. Gregory Andrew Fallon is a registered representative of Capital Synergy Partners. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Highland MB Wealth LLC always acts in the best interest of the client, including with respect to the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any Highland MB Wealth LLC representative in such individual's outside capacities. Gregory Andrew Fallon is an investment adviser representative with another investment advisory firm; Capital Synergy Partners. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Highland MB Wealth LLC always acts in the best interest of the client and clients always have the right to decide whether or not to utilize the services of any Highland MB Wealth LLC representative in such individual's outside capacities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-30
  • S66 Uniform Combined State Law Examination
    2017-11-30
Other Names
  • Gregory A Fallon

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