Derek James Miller

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2022-01-06

IA RA
APPROVED

Since 2022-01-06

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Drake University	Des Moines	IA	08/2016	04/2017
Vision Financial Group	Des Moines	IA	05/2017	12/2020
Principal Life Insurance Co	Des Moines	IA	03/2021	Present
Principal Securities Inc	Des Moines	IA	06/2021	Present

08/2016 → 04/2017

Drake University

Des Moines, IA
05/2017 → 12/2020

Vision Financial Group

Des Moines, IA
03/2021 → Present

Principal Life Insurance Co

Des Moines, IA
06/2021 → Present

Principal Securities Inc

Des Moines, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-05

S66 Uniform Combined State Law Examination

2022-01-05

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · DES MOINES, IA

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OSAIC WEALTH, INC. · DES MOINES, IA

EDWARD JONES · DES MOINES, IA

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