Kody Austin Brown

Current Employers

Employment History

• 04/2017 → 02/2018
  The Sterling Group
  Pasadena, CA
• 05/2014 → 03/2017
  Servpro Of South Pasadena & San Marino
  Pasadena, CA
• 08/2014 → 01/2017
  University Of La Verne
  La Verne, CA
• 03/2017 → Present
  Lpl Financial, Llc
  Pasadena, CA
• 02/2018 → Present
  Sterling Group Wealth Management (Dba: The Sterling Group)
  Pasadena, CA

Previous Registrations

• 2021-04-09 → 2026-06-30
  Sterling Financial Group, Inc.
  Pasadena, CA

Other Businesses

1. 3/25/2019 - Sterling Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2019 - 130 Hours Per Month/100 Hours During Securities Trading. 2. 4/30/2019 - Sterling Group Wealth Management - DBA: (Hybrid) Sterling Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Start Date: 04/01/2019 - 130 Hours Per Month/100 Hours During Securities Trading - I provide administrative services through The Sterling Group, an independent investment advisor firm. I started this business activity on 4/4/2019. I expect to spend approximately 130 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3.) 10/15/2025 Sequoia Financial Group, LLC - Investment-Related - Investment Advisor Representative

Exams

• S66 Uniform Combined State Law Examination
  2018-06-27

Designations