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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Cwm, Sales 349 Main Street, Huntington, NY 11743 • United States

Citi Wealth Management, Sales 4800 Nesconset Highway, Ste 1, Port Jefferson, NY 11776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
School New York NY 09/2006 Present
Citibank Na New York NY 09/2008 Present
  • 09/2006 → Present
    School
    New York, NY
  • 09/2008 → Present
    Citibank Na
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2017-06-12
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2017-06-12
Other Names
  • Carissa A Gass

View on SEC IAPD

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