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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-29 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
23 Green Street Ste 102, Huntington, NY 11743 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Ridge Securities Corp. | Melville | NY | 02/2006 | 02/2019 |
| Cetera Advisor Networks Llc | Huntington | NY | 02/2019 | 10/2021 |
| Lpl Financial Llc | Huntington | NY | 10/2021 | Present |
1)10/2021- Brighton Financial- DBA for LPL Business (entity for LPL business)- inv. related- Huntington, NY- start date 7/1/1989 2)) 10/2021- ALL INSURANCE OFFERED THROUGH CRUMP- Non-Variable Insurance- Agent selling TERM and Ul- inv. related- Huntington, NY- start date 1/1/1995- 10hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-07 |
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