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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-06-14
TX RA APPROVED 2019-02-12
  • SC RA
    APPROVED
    Since 2022-06-14
  • TX RA
    APPROVED
    Since 2019-02-12

Branch Locations

2752 Pleasant Rd. Ste. 108, Ft Mill, SC 29708 • United States

331 Alcove Rd. Ste. 200, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Choice Financial Services Greensboro GA 04/2016 09/2017
Ccf Investments Greensboro GA 06/2016 06/2017
Carolina Cross Connection Concord NC 03/2011 09/2016
Capital Choice Investment Advisers, Inc. Greensboro GA 03/2017 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 09/2017
Ivybrook Academy Fort Mill SC 09/2016 Present
Emissary Group Charlotte NC 08/2016 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2017 Present
  • 04/2016 → 09/2017
    Capital Choice Financial Services
    Greensboro, GA
  • 06/2016 → 06/2017
    Ccf Investments
    Greensboro, GA
  • 03/2011 → 09/2016
    Carolina Cross Connection
    Concord, NC
  • 03/2017 → 06/2017
    Capital Choice Investment Advisers, Inc.
    Greensboro, GA
  • 06/2017 → 09/2017
    Ameritas Investment Corp.
    Lincoln, NE
  • 09/2016 → Present
    Ivybrook Academy
    Fort Mill, SC
  • 08/2016 → Present
    Emissary Group
    Charlotte, NC
  • 09/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2017-06-21 → 2017-10-02
    Ameritas Investment Company, Llc
    Greensboro, GA
    Charlotte, NC
  • 2017-03-01 → 2017-06-21
    Capital Choice Investment Advisers, Inc.
    Charlotte, NC
    Greensboro, GA
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 4525 HEDGMORE DR STE Q CHARLOTTE NC, 04/2016, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 125 HR/MO 90 HR/MO TRADING 2) SMARTPRO FINANCIAL, 1024 Dunwoody Dr, Indian Land SC 29707, 09/2017, Agent, Insurance/Benefits/Human Resources, NIR, 15 HR/MO, 15 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2017, AS ADVISORY REP OF A RIA. INV REL, 30 HR/WK 6 HR/TRADING 4) CHRIS MCALISTER, INDIAN LAND SC, 04/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 125 HR/MO 90 HR/MO TRADING 5) HOBBYIST YARD, INDIAN LAND SC, 06/2019, OWNER, EBAY SALES, NIR, 10 HR/MO 0HR/MO TRADING 6) CATAPULT INDUSTRIES, 9801 SUZANNE CT WAXHAW NC, 08/15/2019, Owner, Owner/Partner of a Business Entity, NIR, 10 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-22
S63 Uniform Securities Agent State Law Examination 2016-07-22
  • S65 Uniform Investment Adviser Law Examination
    2017-02-22
  • S63 Uniform Securities Agent State Law Examination
    2016-07-22

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